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- Understand what money laundering is and how to prevent it
- Understand what terrorist financing is and how to prevent it
- Understand the AML framework obligations of FCA-regulated investment firms
Why RQC Group for your AML training?
RQC Group is an established financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting and Regulatory Hosting, servicing clients with AUM in excess of £580 billion.
Our industry-leading CPD-certified e-Learning courses have been created by our experienced senior consultants who are at the coalface of developments in the financial services industry, ensuring top quality, current and relevant content, delivered in an engaging and entertaining way. Over 4,700 financial services professionals have completed our e-Learning courses.
Our Anti-Money Laundering course outline & learning outcomes:
Our Anti-Money Laundering course provides extensive knowledge and awareness of money laundering and terrorist financing. On completion of this course, you will:
- Understand customer due diligence and ongoing monitoring
- Understand how to report suspicious behaviour
- Understand your personal liability and the associated risks
- Achieve 1 CPD point
This course takes 60 minutes to complete and can be completed in multiple sitting. It can be used as both an induction course for new staff members, as well as a refresher course for existing staff members.
Our other e-Learning courses:
We offer over 40 e-Learning courses tailored to the UK and US Financial Services industry – click for the learning outcomes of our other UK courses:
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Market Abuse course
On completion of this course, you will:
- Understand what market abuse is
- Understand the civil regime and associated offenses
- Have a sound understanding of the three types of civil market abuse – insider dealing, unlawful disclosure of inside information and market manipulation
- Have a sound understanding of the UK criminal market abuse framework
- Understand an investment firm’s typical response to market abuse
- Understand the FCAs approach and response to market abuse
- Achieve 1 CPD point
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Anti-Bribery Training course
On completion of this course, you will:
- Understand the concepts of bribery and corruption
- Identify the framework in place to manage and mitigate bribery and corruption risks
- Understand how this framework applies to your firm
- Understand how this framework applies to your role and responsibilities
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Introductory Cyber Security course
On completion of this course, you will:
- Understand the key concepts of Cyber Security
- Understand the tools used by cyber criminals to access systems
- Have a sound understanding of the different types of cyber crimes
- Understand how to detect and avoid cyber attacks
- Achieve 0.75 CPD points
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Comprehensive Cyber Security course
On completion of this course, you will:
- Understand the key concepts of Cyber Security
- Understand the tools used by cyber criminals to access systems
- Have a sound understanding of the different types of cyber crimes
- Tangibly experience cyber security susceptibility
- Understand how to detect and avoid cyber attacks
- Achieve 1.5 CPD points
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SMCR Overview course
On completion of this course, you will:
- Understand the SMCR regime, as it relates to a Limited Scope Firm
- Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
- Achieve 0.75 CPD points
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SMCR for Senior Managers course
On completion of this course, you will:
- Understand the SMCR regime as it relates to Senior Managers
- Understand the internal framework and your responsibilities as a Senior Manager
- Have a sound understanding of the Fit and Proper requirements of a Senior Manager
- Understand how Conduct Rules apply to Senior Managers and all other staff
- Understand the SMCR-related FCA notifications that relate to Senior Managers
- Understand how the Certification Regime relates to your subordinate staff
- Achieve 0.75 CPD points
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SMCR for Certified Staff course
On completion of this course, you will:
- Understand how SMCR applies to a Certified Person
- Have a sound understanding of the Certification Regime and your responsibilities as a Certified Person
- Have a sound understanding of the Fit and Proper requirements of a Certified Person
- Understand how Conduct Rules apply to a Certified Person
- Understand the risks of contravening the SMCR regime as a Certified Person
- Achieve 0.75 CPD points
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SMCR Conduct Rules course
On completion of this course, you will:
- Understand the aims of SMCR
- Attain a high-level understanding of the three areas of SMCR: Senior Managers Regime, Certification Regime and Conduct Rules
- Have a sound understanding of the Conduct Rules and how they apply to you
- Understand the risks of contravening the Conduct Rules
- Achieve 0.5 CPD points
