CFTC/NFA Compliance

Founded in 2007, RQC Group offers an expert team of senior CFTC/NFA Compliance Consultants, ready to advise clients on your CFTC/NFA requirements, including Registration, Ongoing Compliance Support and Ad Hoc Projects. We empower you to fluently understand your regulatory obligations and identify regulatory solutions that directly fit the needs of your business.

CFTC/NFA Compliance

Founded in 2007, RQC Group offers an expert team of senior CFTC/NFA Compliance Consultants, ready to advise clients on your CFTC/NFA requirements, including Registration, Ongoing Compliance Support and Ad Hoc Projects. We empower you to fluently understand your regulatory obligations and identify regulatory solutions that directly fit the needs of your business.

CFTC/NFA Registration

Our team of experts in the US and UK can help you register as a Commodity Pool Operator (“CPO”) or Commodity Trading Adviser (“CTA”).

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CFTC/NFA On-going compliance

We can provide you with ongoing compliance support to help you understand your regulatory requirements.

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CFTC/NFA On-going compliance

We can provide you with ongoing compliance support to help you understand your regulatory requirements.

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CFTC/NFA Ad-hoc/Project work

Our senior consultants carry out a number of different adhoc projects with our clients ranging from assisting with the NFA Self-examination questionnaire, to a policy and procedure gap analysis

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Get CFTC/NFA support

Our experienced compliance consultants are available to assist you with your CFTC/NFA compliance requirements.

Call us

To arrange a meeting call:
+1 (646) 751-8726

Name*
Download our CFTC/NFA Compliance Consulting Brochure


Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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