Limited Scope Firm:
SMCR for Certified Staff
The price for this course: £36.00 £27.00 inc. VAT
Limited Scope Firm:
SMCR for Certified Staff
The price for this course: £36.00 £27.00 inc. VAT
45 mins
0.75 points
This course sets out the aspects of SMCR that are applicable to individuals undertaking Certification Functions, including the Certification Regime and the Conduct Rules. This course is suitable for:
• Individuals undertaking Certification Functions
• Senior Managers who supervise Certified Employees
• Project managers and administrators
Learning outcomes
On completion of this course, you will:
• Understand how SMCR applies to a Certified Person
• Have a sound understanding of the Certification Regime and your responsibilities as a Certified Person
• Have a sound understanding of the Fit and Proper requirements of a Certified Person
• Understand how Conduct Rules apply to a Certified Person
• Understand the risks of contravening the SMCR regime as a Certified Person
• Achieve 0.75 CPD points
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Purchasing, Onboarding & Volume Discounts
Course Outline
-
Introduction to the SMCR Framework
- A background to the SMCR regime and the content of the training course.
-
How SMCR Applies to a Certified Person
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The Certification Regime – an Introduction
- What are Certified Functions?
- Territorial Scope
- The FCA Directory
- Issuing Certificates
- What does Certification involve? -
The Fit and Proper Test
- Honesty, integrity and reputation
- Competence and capability
- Financial soundness
- Regulatory references -
Conduct Rules
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What are the risks to you?
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What next?
-
Quiz
-
Features
- Designed by Experts
- Compatible on multiple devices
- E-Learning modules available offline
- Tailor any module to your needs
- Trackable testing & administrative tools
- Bespoke implementation on our LMS or yours
The price for this course:
£36.00 £27.00 inc. VAT
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