UK Banks and Building Societies:
SMCR Overview
The price for this course: $53.00 $39.75
UK Banks and Building Societies:
SMCR Overview
The price for this course: $53.00 $39.75
45 mins
0.75 points
This course is designed to provide a summary of the SMCR requirements as they apply to a Bank or a Building Society that is incorporated in the United Kingdom. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR.
This course is suitable for anyone that is seeking to enhance their understanding of how SMCR applies from the firm’s perspective, including:
• Senior Managers
• Project managers and administrators
• Individuals performing a compliance, risk or audit function
• Human resources professionals
Learning outcomes
On completion of this course, you will:
• Have a sound understanding of the SMCR regime as it relates to UK Banks and Building Societies
• Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
• Achieve 0.75 CPD points
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Purchasing, Onboarding & Volume Discounts
Course outline
-
At a glance
- SMCR - The headlines
- SMCR components
- Check your understanding -
Senior Managers Regime
- Let's get started
- Identify Senior Managers
- Assign Prescribed Responsibilities to Senior Managers
- Overall Responsibilities
- Check your understanding -
Certification Regime
- Identify Certification Functions (CFs)
- Fit and proper
- Significant Management Certification Function
- Check your understanding -
Fit and proper requirements
- Fit and proper requirements for Senior Managers and certified functions
- Background checks and regulatory references
- Develop a formal training programme
- Check your understanding -
Conduct Rules
- Conduct Rules for nearly all employees
- Additional conduct rules for Senior Managers
- Check your understanding -
What next?
- Recap of SMCR
- Some helpful hints and tips
- Further information & downloading your certificate
The price for this course:
$53.00 $39.75
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