UK Branches of non-EEA Banks:
SMCR For Certified Staff
The price for this course: $53.00
UK Branches of non-EEA Banks:
SMCR For Certified Staff
The price for this course: $53.00
45 mins
0.75 points
This course sets out the aspects of SMCR that are applicable to individuals undertaking Certification Functions at UK branches of non-EEA Banks, including the Certification Regime and the Conduct Rule.
This course is suitable for:
• Individuals undertaking Certification Functions
• Senior Managers who supervise Certified Employees
• Project managers and administrators
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Purchasing, Onboarding & Volume Discounts
Course outline
-
Introduction to the SMCR Framework
- What happened?
- Senior Managers and Certification Regime (SMCR)
- The aims of SMCR
-
How SMCR applies to a Certified Person
- Three elements
- How does the PRA and the FCA apply SMCR to my employer?
- What this course covers
-
The Certification Regime - an introduction
- Introduction
- What are the Certified Functions?
- Scope
- The FCA Directory
- Check your understanding
-
Issuing certificates
- What does certification involve?
- The fit and proper test
- Honesty, integrity and reputation
- Competence and capability
- Financial soundness
= Regulatory references
- Check your understanding -
Conduct Rules
- Conduct Rules
- More about the Conduct Rules
- Code of conduct breaches
- Check your understanding
-
What are the risks to you?
- Some risks to you
- What else should you be aware of?
- Check your understanding
-
What next?
- What next?
-
Quiz
- 80% Pass Mark
-
Conclusion
- Hints and tips
- Conclusion
- Further information & downloading your certificate
The price for this course:
$53.00
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