UK Branches of non-EEA Banks:
SMCR Overview

The price for this course: £35.00 excl. VAT

Contact Sales

UK Branches of non-EEA Banks:
SMCR Overview

The price for this course: £35.00

Add to Basket

Contact Sales

45 mins

0.75 points

This course is designed to provide a summary of the SMCR requirements as they apply to Banks incorporated outside the EEA that are authorised to accept deposits through a branch in the UK. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR.

This course is suitable for anyone that is seeking to enhance their understanding of how SMCR applies from the firm’s perspective, including:
• Senior Managers
• Project managers and administrators
• Individuals performing a compliance, risk or audit function
• Human resources professionals

Learning outcomes
On completion of this course, you will:
• Have a sound understanding of the SMCR regime as it relates to UK Branches of non-EEA Banks
• Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
• Achieve 0.75 CPD points

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

1. Select the courses and add them to your Basket
2. Checkout and purchase your course(s)
3. Sign In and Register your relevant employees/Users
4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses	Volume Discount
10 – 24 courses	2.5% discount
25 – 49 courses	5% discount
50 – 99 courses	7.5% discount
100 – 149 courses	10% discount
150 – 199 courses	12.5% discount
200 – 249 courses	15% discount
250 – 299 courses	17.5% discount
>300 courses	20% discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

If you’d prefer support from our team, please click ‘Contact Sales’ on any of our course pages, fill in the form and we will contact you to provide assistance.

Course outline

At a glance

- SMCR - The headlines
- SMCR components
- Check your understanding
Senior Managers Regime

- Let's get started
- Identify Senior Managers
- Assign Prescribed Responsibilities to Senior Managers
- Local Responsibilities
- Check your understanding
- Assessing Senior Managers
- Statement of Responsibilities
- Maintain a Responsibilities Map
- Handover
- Check your understanding
Certification Regime

- Identify Certification Functions (CFs)
- Fit and proper
- Significant Management Certification Function
- Check your understanding
Fit and proper requirements

- Fit and proper requirements for Senior Managers and certified functions
- Background checks and regulatory references
- Develop a formal training programme
- Check your understanding
Conduct Rules

- Conduct Rules for nearly all employees
- Additional conduct rules for Senior Managers
- Check your understanding
What next?

- Recap of SMCR
- Some helpful hints and tips
- Further information & downloading your certificate