FCA Compliance consultants

Our dedicated team of expert senior compliance consultants are ready to advise you on your FCA requirements, including Registration, Ongoing Support and Ad-hoc work. We understand the importance of staying on top of evolving FCA regulations, to provide a strong regulatory framework for your business.

FCA Compliance consultants

Our dedicated team of expert senior compliance consultants are ready to advise you on your FCA requirements, including Registration, Ongoing Support and Ad-hoc work. We understand the importance of staying on top of evolving FCA regulations, to provide a strong regulatory framework for your business.

FCA authorisation

Our FCA applications team has unparalleled experience across our sector, with a combined experience of processing over 500 FCA applications.

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On-going FCA compliance

Our ongoing compliance service offering, is at the core of what we do at RQC Group. We work hard to ensure that we are delivering the best advice in the industry for all our clients.

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On-going FCA compliance

Our ongoing compliance service offering, is at the core of what we do at RQC Group. We work hard to ensure that we are delivering the best advice in the industry for all our clients.

Learn more

Ad-hoc/Project work

Our senior consultants can carry out a number of different adhoc projects with our clients, based on their specific needs.

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e-Learning FCA courses

Our CPD-accredited online FCA Compliance training courses have been designed to be as straightforward as possible, to ensure that the content of each course is proportionate to the training needs of each individual.

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e-Learning FCA courses

Our CPD-accredited online FCA Compliance training courses have been designed to be as straightforward as possible, to ensure that the content of each course is proportionate to the training needs of each individual.

Learn more
Get FCA compliance support

Our experienced compliance consultants are available to assist you with your FCA compliance requirements.

Call us

To arrange a meeting call:
+44 (0) 207 958 9127

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What is FCA Compliance?

The FCA is the ‘conduct’ regulator for the UK financial services industry. It regulates almost 60,000 entities across a number of sectors. Firms and certain individuals operating within these sectors must be registered, authorised and deemed fit by the FCA in order to conduct financial services activities.

Stakeholders must be up-to-date with FCA practices including any rule changes, documentation, transparency and policies. Staying on top of the latest FCA regulation is key to growing your business successfully, attracting clients and avoiding regulatory sanctions including fines and industry prohibitions.

Why do I need FCA Compliance Support?

Whether you are a small, medium or large-sized firm that is operating in the financial services industry you will need expertise in FCA compliance. Whether you use someone in-house or a specialist company like RQC Group, you need experience in handling the intricacies and complexities associated with the compliance function and the wider regulatory environment. If you are seeking FCA approval, working with a professional FCA compliance company can help streamline and simplify the process, making it more cost-effective and becoming FCA approved in a much faster timeframe.

It is essential to have FCA compliance support to ensure that you are up-to-date with any new policies or rule changes. The regulatory environment is ever-changing with new or updated requirements frequently occurring. Moreover, the compliance function must be adept when reacting to external events such as economic downturns, shocks to the financial system, and pandemics; as well as internal (firm-specific) scenarios.

  • Why use RQC Group as FCA Compliance Consultants?

    At RQC Group, we understand the benefits of a strong partnership between a regulated firm and having access to quality compliance.

    Founded in 2007, we know exactly what compliance consultants can bring to a firm’s operations and also the ability to attract institutional capital. Regulated firms with strong executive teams and dedicated experienced staff like ourselves can identify and continually manage your regulatory risk - leaving you to focus on the markets.

    A new client, a new market or a new fund, or other financial product can trigger all different types of regulatory issues and new headaches. As an experienced, well-resourced, independent consultancy practice, RQC Group offers the perfect remedy to manage your risk and help you run in the most optimal way possible.

  • How long does it take to become FCA authorised?

    RQC Group can help firms to become FCA authorized in 4 to 6 months, providing expertise every step of the way, including business plans, documentation, submission, and making sure the application gets approved.

    We aim to avoid any delays or things that can slow down the application process. We want to help you get FCA approved the first-time round, something that we have successfully achieved for over 500 clients so far. No need for delays or waiting for feedback, we want to help you get up and running as quickly as possible.

    If you prefer, you can also investigate working with RQC Group as a Regulatory Host, which involves operating under our FCA umbrella and leveraging our value and expertise at the same time - and this is often turned around in just a matter of weeks.

Download our FCA Compliance Consulting Brochure
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