Complete the form to get your:

   FREE Anti-Money Laundering demo course

  FREE Market Abuse demo course

   FREE Anti-Bribery demo course

   FREE Cyber Security demo course

   FREE SMCR demo course

Complete the below form to get your FREE demo courses!

    Learning outcomes:

  • Anti-Money Laundering course
    • View learning outcomes

      On completion of this course, you will:
      • Understand what money laundering is and how to prevent it
      • Understand what terrorist financing is and how to prevent it
      • Understand the AML framework obligations of FCA-regulated investment firms
      • Understand customer due diligence and ongoing monitoring
      • Understand how to report suspicious behaviour
      • Understand your personal liability and the associated risks
      • Achieve 1 CPD point

  • Market Abuse course
    • View learning outcomes

      On completion of this course, you will:
      • Understand what market abuse is
      • Understand the civil regime and associated offenses
      • Have a sound understanding of the three types of civil market abuse – insider dealing, unlawful disclosure of inside information and market manipulation
      • Have a sound understanding of the UK criminal market abuse framework
      • Understand an investment firm’s typical response to market abuse
      • Understand the FCAs approach and response to market abuse
      • Achieve 1 CPD point

  • Anti-Bribery Training course
    • View learning outcomes

      On completion of this course, you will:
      • Understand the concepts of bribery and corruption
      • Identify the framework in place to manage and mitigate bribery and corruption risks
      • Understand how this framework applies to your firm
      • Understand how this framework applies to your role and responsibilities

  • Cyber Security courses
    • Introductory Cyber Security Training for UK Financial Institutions

      On completion of this course, you will:
      • Understand the key concepts of Cyber Security
      • Understand the tools used by cyber criminals to access systems
      • Have a sound understanding of the different types of cyber crimes
      • Understand how to detect and avoid cyber attacks
      • Achieve 0.75 CPD points

    • Comprehensive Cyber Security Training for UK Financial Institutions

      On completion of this course, you will:
      • Understand the key concepts of Cyber Security
      • Understand the tools used by cyber criminals to access systems
      • Have a sound understanding of the different types of cyber crimes
      • Tangibly experience cyber security susceptibility
      • Understand how to detect and avoid cyber attacks
      • Achieve 1.5 CPD points

    • Advanced Cyber Security Training for UK Financial Institutions

      On completion of this course, you will:
      • Understand the key concepts of Cyber Security
      • Understand the tools used by cyber criminals to access systems
      • Have a sound understanding of the different types of cyber crimes
      • Tangibly experience cyber security susceptibility
      • Understand how to detect and avoid cyber attacks
      • Understand the UKs Cyber Security legal framework
      • Understand risk and personal liability associated with Cyber Security
      • Achieve 2 CPD points

  • SMCR courses
    • SMCR Overview course outline

      On completion of this course, you will:
      • Understand the SMCR regime, as it relates to a Limited Scope Firm
      • Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
      • Achieve 0.75 CPD points

    • SMCR for Senior Managers course outline

      On completion of this course, you will:
      • Understand the SMCR regime as it relates to Senior Managers
      • Understand the internal framework and your responsibilities as a Senior Manager
      • Have a sound understanding of the Fit and Proper requirements of a Senior Manager
      • Understand how Conduct Rules apply to Senior Managers and all other staff
      • Understand the SMCR-related FCA notifications that relate to Senior Managers
      • Understand how the Certification Regime relates to your subordinate staff
      • Achieve 0.75 CPD points

    • SMCR for Certified Staff course outline

      On completion of this course, you will:
      • Understand how SMCR applies to a Certified Person
      • Have a sound understanding of the Certification Regime and your responsibilities as a Certified Person
      • Have a sound understanding of the Fit and Proper requirements of a Certified Person
      • Understand how Conduct Rules apply to a Certified Person
      • Understand the risks of contravening the SMCR regime as a Certified Person
      • Achieve 0.75 CPD points

    • SMCR Conduct Rules course outline

      On completion of this course, you will:
      • Understand the aims of SMCR
      • Attain a high-level understanding of the three areas of SMCR: Senior Managers Regime, Certification Regime and Conduct Rules
      • Have a sound understanding of the Conduct Rules and how they apply to you
      • Understand the risks of contravening the Conduct Rules
      • Achieve 0.5 CPD points

From only £6 per learner!

Your Basket
-
+
Subtotal
£45.00
Total
Tax Included
Coupon applied at checkout
£54.00