RQC Group Quarterly Regulatory Newsletter April 2021

RQC Group Quarterly Regulatory Newsletter April 2021

Related news

Compliance

Shifting sands but the beach remains intact – FCA Proposes Changes to MiFID Research and Best Execution Requirements

The Second Markets in Financial Instruments Directive (‘MiFID II’) has had an interesting journey. Originating in 2010, it sought to update the European regulatory framework for investment firms, reflecting the 2008 financial crisis and industry developments, including technological advances and commercial trends. The requirements eventually took effect in 2018 – 1 year behind schedule.

Compliance

Bolstering resilience and tackling harms – the role of the ICARA

In January 2022, investment firms shall bid farewell to (for some) a much beloved acronym – ICAAP, or the Internal Capital Adequacy Assessment Process

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