The June edition of The Alternative Investor is out, which looks back at fund performances and fundraising in PE, hedge funds and credit, with contributions from Arosa Capital on gender inequality in venture capital funding and Prosek Partners on the trend among large alternative managers to acquire and build life insurance components as they seek to generate uncorrelated outsize returns.
Our Regulatory roundup in this month’s edition includes:
- The FCA’s ambitious agenda for UK asset management: a speech from the FCA Chair;
- Market Watch 79;
- Trading systems and controls failures: Citigroup Global Markets Limited fined £61.6 million;
- SEC and FinCEN propose Customer Identification Program requirements;
- SEC adopts amendments to Regulation S-P;
- National Futures Authority (“NFA”) modifies Member Questionnaire requirements; and
- SEC charges registered investment adviser and founder with failure to disclose conflicts of interest.
Click below for the June edition of The Alternative Investor:
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