The benefits of using our regulatory hosting platform include:
As compliance consulting experts, we understand the benefits that a strong partnership with a regulatory hosting provider brings to your firm’s operations. Our experienced team of regulatory experts can pragmatically manage your regulatory risk, leaving you to focus on the markets and attract institutional capital.
We have over a decade’s experience of being a regulatory host and providing regulatory advice to other platforms.
- Hosting is less costly than obtaining your own regulatory license
- You can spend more time marketing and managing your own product
- We manage your regulatory risk and reporting, leaving you to focus on the markets
- We manage your regulatory capital requirements
- Your firm can get up and running quickly, as opposed to waiting 8-12 months for FCA authorisation
- We can take care of all your regulatory compliance needs and obligations
- Our experts are skilled at providing you with pragmatic and commercial advice to help build your business
We offer two Regulatory Hosting solutions:
1. Investment Advisory
Our advisory platform allows firms to provide investment advice and arrange deals in their own name, as well as marketing of investment services and funds to professional clients. Robert Quinn Advisory LLP is regulated by the Financial Conduct Authority (no. 548030).
2. Investment Management
Our investment management platform, Capricorn Fund Managers Limited, provides investment managers with institutional quality investment and regulatory hosting solutions, and is regulated by the Financial Conduct Authority (no. 505252).
Frequently Asked Questions
Why should I consider using Regulatory Hosting?
Regulatory Hosting platforms that allow small businesses or start-ups to operate under their regulatory license, provide firms with a turnkey solution. It can be much more attractive and commercial than committing the time and expense to obtaining and maintaining direct regulatory authorisation.
Why should I use RQC Group for Regulatory Hosting?
As regulatory compliance experts who have been advising and running platforms for over a decade, we understand the benefits of a strong partnership between a regulatory host and a small firm and how it can efficiently help you build your business. Regulatory Hosting Platforms with strong executive teams and dedicated experienced staff like ourselves can effectively identify and continually manage your regulatory risk – leaving you to focus on building your business.
A new client, a new market or a new fund can all trigger new regulatory issues and new headaches. Taking a less proactive approach may exacerbate that headache and the expense needed to correct it. As an experienced, well resourced, independent Regulatory Hosting Platform, at RQC Group we offer the perfect remedy for these types of headaches.
What issues can a Regulatory Hosting platform help me with?
- Independent and robust governance arrangements by senior staff who understand the FCA’s expectations
- Regulatory expertise designed to be pragmatic and commercial
- Ongoing and proactive compliance monitoring
- Regulatory reporting
- Regulatory capital
- Effective management of conflicts of interest
Frequently Asked Questions
Why should I consider using Regulatory Hosting?
Regulatory Hosting platforms that allow small businesses or start-ups to operate under their regulatory license, provide firms with a turnkey solution. It can be much more attractive and commercial than committing the time and expense to obtaining and maintaining direct regulatory authorisation.
Why should I use RQC Group for Regulatory Hosting?
As regulatory compliance experts who have been advising and running platforms for over a decade, we understand the benefits of a strong partnership between a regulatory host and a small firm and how it can efficiently help you build your business. Regulatory Hosting Platforms with strong executive teams and dedicated experienced staff like ourselves can effectively identify and continually manage your regulatory risk – leaving you to focus on building your business.
A new client, a new market or a new fund can all trigger new regulatory issues and new headaches. Taking a less proactive approach may exacerbate that headache and the expense needed to correct it. As an experienced, well resourced, independent Regulatory Hosting Platform, at RQC Group we offer the perfect remedy for these types of headaches.
What issues can a Regulatory Hosting platform help me with?
- Independent and robust governance arrangements by senior staff who understand the FCA’s expectations
- Regulatory expertise designed to be pragmatic and commercial
- Ongoing and proactive compliance monitoring
- Regulatory reporting
- Regulatory capital
- Effective management of conflicts of interest
