Our focus is to help you build your business by providing you with institutional-quality compliance infrastructure and advice that understands the importance of meeting the expectations of the regulator and the institutional investor. This consistent and collaborative approach over the past seventeen years has made us one of the most well-respected compliance consultancies with offices in the UK and the U.S. servicing hundreds of clients from across the financial services industry.
RQC Group is a world class regulatory compliance consultancy providing pragmatic and commercial regulatory solutions since 2007.
RQC Group is a world class regulatory compliance consultancy firm providing pragmatic and commercial regulatory solutions since 2007.
Our focus is to help you build your business by providing you with institutional-quality compliance infrastructure and advice that understands the importance of meeting the expectations of the regulator and the institutional investor. This consistent and collaborative approach over the past seventeen years has made us one of the most well-respected compliance consulting firms with offices in the U.S. and the UK, servicing hundreds of clients from across the financial services industry.
In the UK, our regulatory hosting solutions have become the institutional standard, efficiently providing you with access to the UK and peace of mind that you are in the hands of compliance experts.
Compliance Consulting
Our team of compliance experts can provide you with the support and solutions tailored to your needs, covering all of FCA authorisation, ongoing compliance support, health checks, projects and compliance training, SEC registration, ongoing compliance support, annual reviews and health checks, and CFTC/NFA registration, ongoing compliance support, reviews and projects.
Our team of compliance experts can provide you with the support and solutions tailored to your needs, covering all of SEC registration, ongoing compliance support, annual reviews and health checks, CFTC/NFA registration, ongoing compliance support, reviews and projects, and FCA authorisation, ongoing compliance support, health checks, projects and compliance training.
Regulatory Hosting
As compliance consulting experts, we understand the benefits that a strong partnership with a regulatory hosting provider brings to your firm’s operations. Our experienced team of regulatory experts can pragmatically manage your regulatory risk, leaving you to focus on the markets and attract institutional capital.
e-Learning
Our industry-leading CPD-certified e-Learning courses have been created by our experienced senior consultants who are at the coalface of developments in the financial services industry, ensuring top quality, current and relevant content, delivered in an engaging and entertaining way.
Latest Insights
Keep up to date with the latest regulatory news and thought leadership. Check out the latest copy of our quarterly newsletter to get an idea of the quality of our work.
Meet The Team – Matthew Raver
The Alternative Investor – October 2024 Edition
NFA makes changes to its BASIC database
Latest Insights
Keep up to date with the latest regulatory news and thought leadership. Check out the latest copy of our quarterly newsletter to get an idea of the quality of our work.