Limited Scope Firm:
SMCR Overview

The price for this course: ~~$53.00~~ $39.75

Add to Basket

Contact Sales

Limited Scope Firm:
SMCR Overview

The price for this course: ~~$53.00~~ $39.75

Add to Basket

Contact Sales

Course duration 45 mins

CPD points 0.75 points

This course is designed to provide a summary of the SMCR requirements for as they apply to a ‘Limited Scope Firm’. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR.

Learning outcomes
On completion of this course, you will:
• Understand the SMCR regime, as it relates to a Limited Scope Firm
• Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
• Achieve 0.75 CPD points

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

1. Select the courses and add them to your Basket
2. Checkout and purchase your course(s)
3. Sign In and Register your relevant employees/Users
4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses	Volume Discount
10 – 24 courses	2.5% discount
25 – 49 courses	5% discount
50 – 99 courses	7.5% discount
100 – 149 courses	10% discount
150 – 199 courses	12.5% discount
200 – 249 courses	15% discount
250 – 299 courses	17.5% discount
>300 courses	20% discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

If you’d prefer support from our team, please click ‘Contact Sales’ on any of our course pages, fill in the form and we will contact you to provide assistance.

Course Outline

Introduction

A background to the SMCR regime and the content of the training course.
Senior Managers Regime

- Statements of Responsibilities
- Prescribed Responsibilities
- Sharing Senior Management Functions
- Sharing Prescribed Responsibilities
- Overseas Managers
- The 12-week Rule
Certification Regime

- Certification functions
- Performing more than one Certification Function
- Senior Managers and the Certification Function
- Significant Management Certification Function
- Overseas employees
Fit and Proper requirements

- Fit & Proper test
- Evidence requirements
- Criminal records checks
- Regulatory references
Conduct Rules

- Two tiers of Conduct Rules
- Activities the Conduct Rules apply to
- Who the Conduct Rules apply to
- Training requirements
- Reporting breaches of the Conduct Rules
Features

- Designed by Experts
- Compatible on multiple devices
- E-Learning modules available offline
- Tailor any module to your needs
- Trackable testing & administrative tools
- Bespoke implementation on our LMS or yours