SMCR Courses for Limited Scope Firms:
SMCR Overview
The price for this course: £35.00 excl. VAT
SMCR Courses for Limited Scope Firms:
SMCR Overview
The price for this course: £35.00
45
0.75
This course is designed to provide a summary of the SMCR requirements for as they apply to a ‘Limited Scope Firm’. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR.
Learning outcomes
On completion of this course, you will:
• Understand the SMCR regime, as it relates to a Limited Scope Firm
• Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
• Achieve 0.75 CPD points
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Purchasing, Onboarding & Volume Discounts
Course Outline
-
Introduction
A background to the SMCR regime and the content of the training course.
-
Senior Managers Regime
- Statements of Responsibilities
- Prescribed Responsibilities
- Sharing Senior Management Functions
- Sharing Prescribed Responsibilities
- Overseas Managers
- The 12-week Rule -
Certification Regime
- Certification functions
- Performing more than one Certification Function
- Senior Managers and the Certification Function
- Significant Management Certification Function
- Overseas employees -
Fit and Proper requirements
- Fit & Proper test
- Evidence requirements
- Criminal records checks
- Regulatory references -
Conduct Rules
- Two tiers of Conduct Rules
- Activities the Conduct Rules apply to
- Who the Conduct Rules apply to
- Training requirements
- Reporting breaches of the Conduct Rules -
Features
- Designed by Experts
- Compatible on multiple devices
- E-Learning modules available offline
- Tailor any module to your needs
- Trackable testing & administrative tools
- Bespoke implementation on our LMS or yours
The price for this course:
£35.00 excl. VAT