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  FREE Market Abuse demo course

   FREE Anti-Bribery demo course

   FREE Cyber Security demo course

   FREE SMCR demo course

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    Learning outcomes:

• Anti-Money Laundering course
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    On completion of this course, you will:
    • Understand what money laundering is and how to prevent it
    • Understand what terrorist financing is and how to prevent it
    • Understand the AML framework obligations of FCA-regulated investment firms
    • Understand customer due diligence and ongoing monitoring
    • Understand how to report suspicious behaviour
    • Understand your personal liability and the associated risks
    • Achieve 1 CPD point

• Market Abuse course
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    On completion of this course, you will:
    • Understand what market abuse is
    • Understand the civil regime and associated offenses
    • Have a sound understanding of the three types of civil market abuse – insider dealing, unlawful disclosure of inside information and market manipulation
    • Have a sound understanding of the UK criminal market abuse framework
    • Understand an investment firm’s typical response to market abuse
    • Understand the FCAs approach and response to market abuse
    • Achieve 1 CPD point

• Anti-Bribery Training course
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    On completion of this course, you will:
    • Understand the concepts of bribery and corruption
    • Identify the framework in place to manage and mitigate bribery and corruption risks
    • Understand how this framework applies to your firm
    • Understand how this framework applies to your role and responsibilities

• Cyber Security courses
  • Introductory Cyber Security Training for UK Financial Institutions

    On completion of this course, you will:
    • Understand the key concepts of Cyber Security
    • Understand the tools used by cyber criminals to access systems
    • Have a sound understanding of the different types of cyber crimes
    • Understand how to detect and avoid cyber attacks
    • Achieve 0.75 CPD points

  • Comprehensive Cyber Security Training for UK Financial Institutions

    On completion of this course, you will:
    • Understand the key concepts of Cyber Security
    • Understand the tools used by cyber criminals to access systems
    • Have a sound understanding of the different types of cyber crimes
    • Tangibly experience cyber security susceptibility
    • Understand how to detect and avoid cyber attacks
    • Achieve 1.5 CPD points

  • Advanced Cyber Security Training for UK Financial Institutions

    On completion of this course, you will:
    • Understand the key concepts of Cyber Security
    • Understand the tools used by cyber criminals to access systems
    • Have a sound understanding of the different types of cyber crimes
    • Tangibly experience cyber security susceptibility
    • Understand how to detect and avoid cyber attacks
    • Understand the UKs Cyber Security legal framework
    • Understand risk and personal liability associated with Cyber Security
    • Achieve 2 CPD points

• SMCR courses
  • SMCR Overview course outline

    On completion of this course, you will:
    • Understand the SMCR regime, as it relates to a Limited Scope Firm
    • Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
    • Achieve 0.75 CPD points

  • SMCR for Senior Managers course outline

    On completion of this course, you will:
    • Understand the SMCR regime as it relates to Senior Managers
    • Understand the internal framework and your responsibilities as a Senior Manager
    • Have a sound understanding of the Fit and Proper requirements of a Senior Manager
    • Understand how Conduct Rules apply to Senior Managers and all other staff
    • Understand the SMCR-related FCA notifications that relate to Senior Managers
    • Understand how the Certification Regime relates to your subordinate staff
    • Achieve 0.75 CPD points

  • SMCR for Certified Staff course outline

    On completion of this course, you will:
    • Understand how SMCR applies to a Certified Person
    • Have a sound understanding of the Certification Regime and your responsibilities as a Certified Person
    • Have a sound understanding of the Fit and Proper requirements of a Certified Person
    • Understand how Conduct Rules apply to a Certified Person
    • Understand the risks of contravening the SMCR regime as a Certified Person
    • Achieve 0.75 CPD points

  • SMCR Conduct Rules course outline

    On completion of this course, you will:
    • Understand the aims of SMCR
    • Attain a high-level understanding of the three areas of SMCR: Senior Managers Regime, Certification Regime and Conduct Rules
    • Have a sound understanding of the Conduct Rules and how they apply to you
    • Understand the risks of contravening the Conduct Rules
    • Achieve 0.5 CPD points