FCA Authorisation

Our dedicated team of expert senior compliance consultants are ready to efficiently manage your FCA Application. From collation of required documents, completion of the form and fielding enquiries from your FCA case officer, we help streamline and simplify the process of becoming FCA-authorised. If you are already registered, we can also assist your firm with your Variation of Permissions and/or Change of Control.

FCA Authorisation

Our dedicated team of expert senior compliance consultants are ready to efficiently manage your FCA Application. From collation of required documents, completion of the form and fielding enquiries from your FCA case officer, we help streamline and simplify the process of becoming FCA-authorised. If you are already registered, we can also assist your firm with your Variation of Permissions and/or Change of Control.

About our service

Collectively the applications team has processed over 500 FCA applications between them. This unparalleled experience across our sector, means that if you encounter any enquiries or requests for meetings from the FCA, it is very likely that we will have covered these with previous clients, so you can be secure in the knowledge that our advice on how best to proceed is based on first-hand experience and will meet the FCA’s expectations.

We guide you through the process that includes drafting and tailoring the content to efficiently meet the FCA’s expectations. We manage and draft bespoke communications to the regulator and provide the appropriate policies and procedures, which you certify in the application, at no extra cost.

Click here if you would like more information on our FCA authorisation services.

Our FCA Authorisation services include:

Preparation, filing and project management of your comprehensive FCA Application

Drafting of application documents (eg. ICAAP, Business Continuity Plan, Owners and Controllers documentation)

Preparation of info about your funds

Registration of approved persons

Provision of a compliance manual

Working with your lawyers and accountants in support of the application


Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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