CFTC/NFA Ad-hoc/Project work

When taking on any adhoc project, we work collaboratively with our clients, allowing them to leverage our experience and knowledge of the common regulatory issues we see across our client-base and the industry. This greatly benefits our clients as we are able to provide a solution that not only fits their direct business needs, but one that meets industry standards as well.

CFTC/NFA Ad-hoc/Project work

When taking on any adhoc project, we work collaboratively with our clients, allowing them to leverage our experience and knowledge of the common regulatory issues we see across our client-base and the industry. This greatly benefits our clients as we are able to provide a solution that not only fits their direct business needs, but one that meets industry standards as well.

About our service

We work in partnership with our clients to ensure a thorough understanding of their business requirements at the start of our professional relationship. This approach ensures that our recommendations are always pragmatic, as well as commercial.

Click here if you would like more information on our ad-hoc/project work CFTC/NFA support services.

Service Checklist

Assessment and development of risk-based policies and procedures NFA Self-Examination Questionnaire Policy and procedure gap analysis

Assistance with regulatory examinations and communicating with regulator


Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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