Core Firms:
SMCR Overview Training

The price for this course: £42.00 inc. VAT

This module is designed to provide a summary of the SMCR requirements as they apply to all staff. It will review the key concepts and role assignments needed to transition your firm properly to the new regime. This module is suitable for:

- Senior Managers
- Individuals undertaking Certification Functions
- All Employees

Course outline
  • Introduction

    A background to the SMCR regime and the content of the training course.

  • Senior Managers Regime

    -Statements of Responsibilities
    - The duty of Responsibility
    - Prescribed Responsibilities
    - Sharing Senior Management Functions
    -Sharing Prescribed Responsibilities
    - Overseas Managers
    - The 12-week Rule
    - Non-executive directors
    - Partnerships under the Senior Managers Regime

  • Certification Regime

    - Certification functions
    - Performing more than one Certification Function
    - Senior Managers and the Certification Function
    - Significant Management Certification Function
    - Overseas employees

  • Fit and Proper requirements

    - Fit & Proper test
    - Evidence requirements
    - Criminal records checks
    - Regulatory references

  • Conduct Rules

    - Two tiers of Conduct Rules
    - Activities the Conduct Rules apply to
    - Who the Conduct Rules apply to
    - Training requirements
    - Reporting breaches of the Conduct Rules

  • Features

    - Designed by Experts
    - Compatible on multiple devices
    - E-Learning modules available offline
    - Tailor any module to your needs
    - Trackable testing & administrative tools
    - Bespoke implementation on our LMS or yours

The price for this course:

£42.00 inc. VAT

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Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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