UK Banks and Building Societies:
SMCR for Senior Managers
The price for this course: $68.00
UK Banks and Building Societies:
SMCR for Senior Managers
The price for this course: $68.00
45 mins
0.75 points
This course details the requirements of SMCR as it applies to Senior Managers at UK incorporated Banks and Building Societies, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It will give any Senior Manager the tools they need to understand their obligations and personal liability.
In addition to Senior Managers this course is suitable for:
• Individuals reporting to Senior Managers
• Project managers and administrators
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Purchasing, Onboarding & Volume Discounts
Course outline
-
Introduction
- What happened?
- Senior Managers and Certification Regime (SMCR): Key components
- The aims of SMCR -
SMCR and Senior Managers - An Overview
- Who is defined as a Senior Manager?
- Increased accountability -
Your Responsibilities as a Senior Manager - The Internal Framework
- Let's get started
- The Statutory Duty of Responsibility
- Statement of Responsibilities
- Prescribed Responsibilities (PRs) for Senior Managers
- Overall Responsibilities
- Responsibilities Maps
- Handover
- Bringing it together
- Check your understanding -
Fit and proper requirements
- Three components
- Honesty, integrity and reputation
- Competence and capability
- Financial soundness
- Checks and references
- Check your understanding -
Conduct Rules for Senior Managers
- Conduct Rules
- Conduct Rules for Senior Managers
- Individual Conduct Rules
- Check your understanding -
Regulatory Notifications and Interaction
- Notifying the PRA and the FCA in relation to SMFs
- Code of conduct breaches -
Summary of the Certification Regime
- Recap
- What is the Certification Regime?
- Certified Functions (CF)
- Other requirements
- Check your understanding -
Conduct Rules Revisited
- Recap
- Recap of the Conduct Rules
- Conduct Rule requirements -
Quiz
- 80% Pass Mark
-
Conclusion
- Key points
- Conclusion
- Further information & downloading your certificate
The price for this course:
$68.00
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