45 mins
0.75 points
This course is designed to provide a summary of the SMCR requirements as they apply to a UK authorised Credit Union. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR.
This course is suitable for anyone that is seeking to enhance their understanding of how SMCR applies from the firm’s perspective, including:
• Senior Managers
• Project managers and administrators
• Individuals performing a compliance, risk or audit function
• Human resources professionals
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Purchasing, Onboarding & Volume Discounts
Course outline
-
At a glance
- SMCR - The headlines
- SMCR components
- Check your understanding
-
Senior Managers Regime
- Let's get started
- Identify Senior Managers
- Assign Prescribed Responsibilities to Senior Managers
- Overall Responsibilities
- Check your understanding
- Assessing Senior Managers
- Statement of Responsibilities
- Maintain a Responsibilities Map
- Handover
- Check your understanding
-
Certification Regime
- Identify Certification Functions (CFs)
- Fit and proper
- Check your understanding
-
Fit and proper requirements
- Fit and proper requirements for Senior Managers and certified functions
- Background checks and regulatory references
- Develop a formal training programme
- Check your understanding
-
Conduct Rules
- Conduct Rules for nearly all employees
- Additional conduct rules for Senior Managers
- Check your understanding
-
What next?
- Recap of SMCR
- Some helpful hints and tips
- Further information & downloading your certificate
The price for this course:
$53.00
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