Our June 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK and the US.
This month we cover the following:
- UK
- Regulatory Initiatives Grid: 10th edition
- Financial Services Sector Strategy: Regulatory environment: Cross-cutting reforms
- Tokenisation in UK wholesale markets: A joint vision from the authorities
- Consumer Duty focus areas: new priorities
- FCA publishes report on preventing sanctions breaches
- Convicted money launderer sentenced to extra prison time
- FCA fines and bans investment and pension adviser for serious misconduct
- US
- SEC updates “Qualified Client” thresholds effective June 29, 2026
- SEC Enforcement signals “back to basics” approach with focus on high-impact cases
- SEC moves to rescind “no-deny” settlement policy
- Beyond the headlines: What the SEC’s latest insider trading case signals for global market integrity
- Prediction market exchange-traded funds: SEC hits pause as jurisdictional fault lines widen
- CFTC staff advisory on new cooperation policy for enforcement matters
- UK & Global, EU, US – Key upcoming dates and deadlines
Click below to view and download our June 2026 Newsletter:
June 2026 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
Our June 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took during the last month in the US and the UK.
This month we cover the following:
- US
- SEC updates “Qualified Client” thresholds effective June 29, 2026
- SEC Enforcement signals “back to basics” approach with focus on high-impact cases
- SEC moves to rescind “no-deny” settlement policy
- Beyond the headlines: What the SEC’s latest insider trading case signals for global market integrity
- Prediction market exchange-traded funds: SEC hits pause as jurisdictional fault lines widen
- CFTC staff advisory on new cooperation policy for enforcement matters
- UK
- Regulatory Initiatives Grid: 10th edition
- Financial Services Sector Strategy: Regulatory environment: Cross-cutting reforms
- Tokenisation in UK wholesale markets: A joint vision from the authorities
- Consumer Duty focus areas: new priorities
- FCA publishes report on preventing sanctions breaches
- Convicted money launderer sentenced to extra prison time
- FCA fines and bans investment and pension adviser for serious misconduct
- US, UK & Global, EU – Key upcoming dates and deadlines.
Click below to view and download our June 2026 Newsletter:
June 2026 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
