Our Q2, 2023 Quarterly Newsletter provides an update of key regulatory issues affecting the UK/EU and the U.S. over the past quarter.
In the UK/EU, we focus on:
- ESG
- The Consumer Duty
- Cryptoasset regulation
- The Investment Firms Prudential Regime
- ICARA
- Latest Enforcements
Our U.S. focus is on:
- ESG
- The SEC approved amendments to Form PF
- Recent open proposed rule amendments (e.g., private funds, cybersecurity, Custody Rule and outsourcing)
- SEC Marketing Rule Risk Alert
- Latest Enforcements, including the biggest ever whistleblower award
For this and more, click below to view and download our Q2 Quarterly Newsletter
Our Q2, 2023 Quarterly Newsletter provides an update of key regulatory issues affecting the UK/EU and the U.S. over the past quarter.
In the U.S. we focus is on:
- ESG
- The SEC approved amendments to Form PF
- Recent open proposed rule amendments (e.g., private funds, cybersecurity, Custody Rule and outsourcing)
- SEC Marketing Rule Risk Alert
- Latest Enforcements, including the biggest ever whistleblower award
Our UK/EU focus is on:
- ESG
- The Consumer Duty
- Cryptoasset regulation
- The Investment Firms Prudential Regime
- ICARA
- Latest Enforcements
For this and more, click below to view and download our Q2 Quarterly Newsletter
Click for further articles on the latest regulatory developments.
