The December edition of the Alternative Investor is out today, which looks at recent activities in the private markets space and, with COP28 drawing to a close, how financial initiatives can help shift the world to a low carbon economy, with contribution by PwC, Marex, Vuelta Carbon and Forestry Linked Securities.
Our Regulatory roundup in this month’s edition includes:
- Sustainability disclosure, labelling and anti-greenwashing regime confirmed by the FCA
- Embedding “Guiding Principles” for ESG and sustainable investment funds: FCA finds further work required
- ‘Must do better’… FCA’s observations on IFPR implementation
- SEC and CFTC enforcement actions – over $9 billion in fines
- SEC charges CCO of investment adviser firm with multi-year fraud
Click below to view and download the December edition of The Alternative Investor:
Click if you would like to find out more about our Compliance Consulting services.