The January edition of The Alternative Investor is out, which looks ahead at what to expect in 2024 for funds, crypto assets, family offices, executive search and of course, AI.
Our Regulatory roundup in this month’s edition includes:
- UK and Switzerland sign mutual recognition agreement
- Proposal to remove listed investment funds from AIFMD
- FinCEN’s beneficial ownership reporting rule goes into effect January 1, 2024
- AIMA sues SEC over short sales and securities lending disclosure rules
- SEC charges firm and its founder for operating a Ponzi scheme
- SEC fines adviser $4 million for misusing material non-public
Click below for the January edition of The Alternative Investor:
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