The January edition of the Alternative Investor is out, covering the past month’s alternative news and guest writers look back at the past year and ahead to 2025.
Our Regulation roundup in this month’s edition includes:
- UK
- Operational incident and third-party reporting
- A new product information framework for Consumer Composite Investments: CP24/30
- FCA Discussion Paper on regulating cryptoassets
- US
- SEC charges registered investment adviser with policy failures regarding receipt of MNPI
- SEC charges multiple entities for failing to timely file Forms D
- Federal court orders defendant to pay more than $2 million for operating commodity pool fraud
Click below for the January edition of The Alternative Investor:
