Our November 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK, the EU and the US.
This month we cover the following:
- UK
- “Radical action plan” to cut red tape and kickstart growth: progress update and next steps
- MiFID Organisational Regulation: FCA’s Policy Statement PS25/13
- MIFIDPRU: Definition of capital for FCA investment firms – PS25/14
- “Dear Compliance Officer”: FCA expectations for the UK move to T+1 securities settlement
- Changes to the UK short selling regime, CP25/29: FCA seeks views
- Progressing fund tokenisation, CP25/28: boosting efficiency and innovation in asset management
- i) G7 Cyber Expert Group statement on artificial intelligence and cybersecurity
- ii) Cyber response and recovery capabilities: UK regulators publish effective practices
- Client categorisation in corporate finance firms: FCA’s high-level observations – FCA finds gaps in client categorisation assessments and records
- Financial crime oversight in corporate finance firms “shows gaps”: survey findings
- Information sharing measures in the Economic Crime and Corporate Transparency Act: guidance updated
- FCA bans and fines advisor £100,281 for insider dealing
- FCA secures $101m redress for BlueCrest investors
- EU
- European Securities and Markets Authority (“ESMA“) Newsletter, September/October 2025
- 2026 Work Programmes:
- i) ESMA
- ii) The European Supervisory Authorities
- ESMA publishes draft regulatory technical standards on open-ended loan-originating AIFs under EU Alternative Investment Funds Managers Directive (“AIFMD“)
- US
- Regulation S-P amendments: compliance deadline approaching
- SEC staff offers no-action relief for crypto custody by State Trust Companies
- Key upcoming dates and deadlines
Click below to view and download our November 2025 Newsletter:
November 2025 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
Our November 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took during the last month in the US, the UK and the EU.
This month we cover the following:
- US
- Regulation S-P amendments: compliance deadline approaching
- SEC staff offers no-action relief for crypto custody by State Trust Companies
- UK
- “Radical action plan” to cut red tape and kickstart growth: progress update and next steps
- MiFID Organisational Regulation: FCA’s Policy Statement PS25/13
- MIFIDPRU: Definition of capital for FCA investment firms – PS25/14
- “Dear Compliance Officer”: FCA expectations for the UK move to T+1 securities settlement
- Changes to the UK short selling regime, CP25/29: FCA seeks views
- Progressing fund tokenisation, CP25/28: boosting efficiency and innovation in asset management
- i) G7 Cyber Expert Group statement on artificial intelligence and cybersecurity
- ii) Cyber response and recovery capabilities: UK regulators publish effective practices
- Client categorisation in corporate finance firms: FCA’s high-level observations – FCA finds gaps in client categorisation assessments and records
- Financial crime oversight in corporate finance firms “shows gaps”: survey findings
- Information sharing measures in the Economic Crime and Corporate Transparency Act: guidance updated
- FCA bans and fines advisor £100,281 for insider dealing
- FCA secures $101m redress for BlueCrest investors
- EU
- European Securities and Markets Authority (“ESMA“) Newsletter, September/October 2025
2026 Work Programmes:- i) ESMA
- ii) The European Supervisory Authorities
- ESMA publishes draft regulatory technical standards on open-ended loan-originating AIFs under EU Alternative Investment Funds Managers Directive (“AIFMD“)
- European Securities and Markets Authority (“ESMA“) Newsletter, September/October 2025
- Key upcoming dates and deadlines
Click below to view and download our November 2025 Newsletter:
November 2025 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
