RQC Advisory

The costs required to obtain your own FCA authorisation can be prohibitive. New firms are spending as much time and resources on navigating the ever-changing regulatory and political landscape as they do on managing and marketing their own product and services. Our RQC Advisory regulatory platform allows businesses to operate under our regulatory license, providing managers with a turnkey solution.

RQC Advisory

The costs required to obtain your own FCA authorisation can be prohibitive. New firms are spending as much time and resources on navigating the ever-changing regulatory and political landscape as they do on managing and marketing their own product and services. Our RQC Advisory regulatory platform allows businesses to operate under our regulatory license, providing managers with a turnkey solution.

Benefits

Setting up a firm in today’s regulatory environment can seem prohibitive to doing business. Currently, it involves significant cost and time, even if it is solely for advising, arranging deals or marketing activities. The completion, and submission of an FCA application and the subsequent wait for regulatory approval can take on average six months. However by using our RQC Advisory regulatory platform, you can be an Appointed Representative and operating under your own firm name, in a matter of weeks.

In addition, a new client, market or fund can all trigger new regulatory issues and new headaches. As compliance consultancy is at the core of our business, we provide you with an experienced, well-resourced, independent regulatory platform, which can prove to be the perfect remedy for any regulatory issues.

Contact our experienced team of Regulatory Advisory experts to connect the dots….

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Our Advisory regulatory platform

Our Advisory regulatory platform allows firms to provide investment advice and arrange deals in their own name, as well as marketing of investment services and funds to professional clients. Since founding our RQC Advisory regulatory platform in 2011, we have refined our processes to ensure that on-boarding and set-up is as seamless as possible.

Once you are an Appointed Representative of RQC Advisory, our primary focus is to provide you with pragmatic and comprehensive regulatory and compliance solutions. In addition, as a professional services firm solely focused on the financial regulatory compliance arena, we are committed to consistently providing excellent customer service.

Working with your executive team, our dedicated and experienced team members will deliver the most strategic and appropriate compliance solution to assist you with your requirements.

Contact our experienced team of Regulatory Advisory experts to connect the dots….

Contact us

The value of partnership

As regulatory hosts and compliance experts, we understand the benefits that a strong partnership between the business and compliance department can bring to operations, as well as to the ability to attract institutional capital.

With the FCA stressing the importance of compliance monitoring for all Appointed Representatives, you can be reassured that we are robustly reviewing all aspects of your business to ensure your compliance monitoring programme meets FCA expectations and is tailored specifically to your business. Our experts are skilled at providing you with pragmatic and commercial advice to help build your business.

Download our RQC Advisory brochure


Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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