CPD-certified SMCR courses!

[ultimate_modal modal_title=”SMCR Overview – course outline & learning outcomes” modal_on=”custom-selector” modal_on_selector=”.overview” modal_size=”medium” modal_style=”overlay-fade” overlay_bg_opacity=”80″ content_bg_color=”#112442″ header_bg_color=”#f97062″ img_size=”80″ header_text_color=”#ffffff” content_text_color=”#ffffff” header_font_style=”font-weight:bold;”]Our SMCR Overview course provides a summary of the SMCR requirements. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR and is suitable for Senior Managers, Project Managers and Administrators, individuals performing a compliance, risk or audit function and Human Resources professionals. On completion of this course, you will:

• Have a sound understanding of the SMCR regime, as it relates to a Core Firm
• Understand the three key components of SMCR: Senior Managers Regime; Certification Regime; and the Conduct Rules
• Achieve 0.75 CPD points

 

This course takes 45 minutes to complete and can be completed in multiple sitting. It can be used as both an induction course for new staff members, as well as a refresher course for existing staff members.[/ultimate_modal][ultimate_modal modal_title=”SMCR for Certified Staff – course outline & learning outcomes” modal_on=”custom-selector” modal_on_selector=”.certified” modal_size=”medium” modal_style=”overlay-fade” overlay_bg_opacity=”80″ content_bg_color=”#112442″ header_bg_color=”#f97062″ img_size=”80″ header_text_color=”#ffffff” content_text_color=”#ffffff” header_font_style=”font-weight:bold;”]Our SMCR for Certified Staff sets out the aspects of SMCR that are applicable to individuals undertaking Certification Functions, including the Certification Regime and the Conduct Rules. This course is suitable for individuals undertaking Certification Functions, Senior Managers who supervise Certified Employees and Project Managers and Administrators. On completion of this course, you will:

• Understand how SMCR applies to a Certified Person
• Have a sound understanding of the Certification Regime and your responsibilities as a Certified Person
• Have a sound understanding of the Fit and Proper requirements of a Certified Person
• Understand how Conduct Rules apply to a Certified Person
• Understand the risks of contravening the SMCR regime as a Certified Person
• Achieve 0.75 CPD points

 

This course takes 45 minutes to complete and can be completed in multiple sitting. It can be used as both an induction course for new staff members, as well as a refresher course for existing staff members.[/ultimate_modal][ultimate_modal modal_title=”SMCR for Senior Managers – course outline & learning outcomes” modal_on=”custom-selector” modal_on_selector=”.smanagers” modal_size=”medium” modal_style=”overlay-fade” overlay_bg_opacity=”80″ content_bg_color=”#112442″ header_bg_color=”#f97062″ img_size=”80″ header_text_color=”#ffffff” content_text_color=”#ffffff” header_font_style=”font-weight:bold;”]Our SMCR for Senior Managers details the requirements of SMCR as it applies to Senior Managers, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It will give any Senior Manager the tools they need to understand their obligations and personal liability. In addition to Senior Managers this course is also suitable for individuals reporting to Senior Managers and Project Managers and Administrators. On completion of this course, you will:

• Have a sound understanding of the SMCR regime as it relates to Senior Managers
• Understand the internal framework and your responsibilities as a Senior Manager
• Have a sound understanding of the Fit and Proper requirements of a Senior Manager
• Understand how Conduct Rules apply to Senior Managers and all other staff
• Understand the SMCR-related FCA notifications that relate to Senior Managers
• Understand how the Certification Regime relates to your subordinate staff
• Achieve 0.75 CPD points

 

This course takes 45 minutes to complete and can be completed in multiple sitting. It can be used as both an induction course for new staff members, as well as a refresher course for existing staff members.[/ultimate_modal][ultimate_modal modal_title=”SMCR Conduct Rules – course outline & learning outcomes” modal_on=”custom-selector” modal_on_selector=”.conduct” modal_size=”medium” modal_style=”overlay-fade” overlay_bg_opacity=”80″ content_bg_color=”#112442″ header_bg_color=”#f97062″ img_size=”80″ header_text_color=”#ffffff” content_text_color=”#ffffff” header_font_style=”font-weight:bold;”]Our SMCR Conduct Rules course provides a focussed overview of the Individual Conduct Rules for which annual training is required, for individuals who are subject to SMCR, but are neither Senior Managers nor subject to the Certification Regime. On completion of this course, you will:

• Understand the aim of SMCR
• Attain a high-level understanding of the three areas of SMCR: Senior Managers Regime, Certification Regime and Conduct Rules
• Have a sound understanding of the Conduct Rules and how they apply to you
• Understand the risks of contravening the Conduct Rules
• Achieve 0.5 CPD points

 

This course takes 30 minutes to complete and can be completed in multiple sitting. It can be used as both an induction course for new staff members, as well as a refresher course for existing staff members.[/ultimate_modal][ultimate_spacer height=”20″]

Our SMCR courses: