The January edition of The Alternative Investor is out. In this month’s edition, guest writers reflect on the past year and share their outlook for 2026.
Our Regulation roundup in this month’s edition includes:
- UK
- Updating the client categorisation regime
- FCA confirms final guidance to tackle serious non-financial misconduct in financial services
- Provisional licences: “learner plates” on the road to FCA authorisation in 2026
- US
- Securities and Exchange Commission issues additional observations on Advisers Act Marketing Rule compliance
- CFTC grants interim relief for private fund managers: No-Action Letter on CPO/CTA registration
Click below for the January edition of The Alternative Investor:
