Overview of the SEC’s Office of Compliance Inspections and Examinations (OCIE) Risk Alert:

Overview of the SEC’s Office of Compliance Inspections and Examinations (OCIE) Risk Alert:

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Compliance

The Hedge – reviewing the past month’s news and views from the hedge fund sector.

We’re proud to partner with Brodie Consulting Group to present The Hedge - a brief run through of the past month’s news and views from the hedge fund sector, covering noteworthy activity around investments, activism, crypto, marketing, regulation and other relevant topics.

Compliance

Proportionality re-calibrated: A new Remuneration Code for Investment Firms

In the aftermath of the 2008 financial crisis, a considerable amount of attention was directed at remuneration within the financial services industry. Big bonuses for greedy bankers made good tabloid headlines. Individuals such as Fred Goodwin, the head of RBS, were turned into pantomime villains and the regulators were portrayed as incompetent.

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