Quarterly Newsletter: October 2020

Quarterly Newsletter: October 2020

Related news

Cyber Security

FINRA ALERT – Phishing Campaign Targets SEC Registrants

On October 6, 2020, FINRA issued a Regulatory Notice warning member firms of a
widespread, ongoing phishing campaign that involves fraudulent emails purporting to be
from FINRA asking member firms to complete a survey.

Market Abuse

Believe it or not, Eddie Murphy is synonymous with Market Abuse

Who has committed market abuse? Michael Douglas? Eddie Murphy? Both?

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