Shifting sands but the beach remains intact – FCA Proposes Changes to MiFID Research and Best Execution Requirements

Shifting sands but the beach remains intact – FCA Proposes Changes to MiFID Research and Best Execution Requirements

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Compliance

Proportionality re-calibrated: A new Remuneration Code for Investment Firms

In the aftermath of the 2008 financial crisis, a considerable amount of attention was directed at remuneration within the financial services industry. Big bonuses for greedy bankers made good tabloid headlines. Individuals such as Fred Goodwin, the head of RBS, were turned into pantomime villains and the regulators were portrayed as incompetent.

Compliance

Bolstering resilience and tackling harms – the role of the ICARA

In January 2022, investment firms shall bid farewell to (for some) a much beloved acronym – ICAAP, or the Internal Capital Adequacy Assessment Process

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