SMCR Conduct Rules Training – with great responsibility comes significant liability

SMCR Conduct Rules Training – with great responsibility comes significant liability

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Compliance

Q4 2020 Quarterly Newsletter

Our Q4, 2020 Quarterly Newsletter is part of a series that provides a regular update of key regulatory issues affecting the UK/EU and the USA, to help you connect the dots. In the UK/Europe, regulators and legislators will focus on topics such as ESG, financial resources, conduct, culture and accountability, the transition from LIBOR, cryptocurrency regulation and updating existing legislative programmes.

Compliance

Brexit – uncertainties remain for financial services

Just before Christmas, the EU and the UK emerged from the ‘last chance saloon’ and announced that they had agreed a trade and cooperation agreement (the “Agreement”).

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