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Industry-leading international
regulatory compliance
advice and solutions

RQC Group is an award-winning regulatory compliance consultancy providing pragmatic and commercial regulatory solutions since 2007.

We support your growth by delivering institutional-grade compliance infrastructure and expert advice that meets the expectations of both regulators and institutional investors.

For nearly two decades, our consistent, collaborative approach has earned us a reputation as being one of the most respected compliance consultancies. With teams in the UK and US, we have a global client base spanning the entire asset management industry.

In the UK, our regulatory hosting solutions have set the benchmark – providing streamlined market access alongside the confidence that comes with working with compliance specialists.

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Trusted by over 300 firms for strategic regulatory solutions built for business.

Compliance Consulting

Our experienced compliance consultants work collaboratively to deliver tailored support across the full regulatory lifecycle. Whether you’re seeking UK FCA or US SEC/CFTC registration, need ongoing global compliance oversight, or require targeted reviews, training or project delivery - we provide practical, expert guidance aligned to your firm’s specific needs. From authorisation through to annual reviews, we help ensure your compliance framework meets the expectations of institutional investors and regulators and stands up to scrutiny.

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Regulatory Hosting

As seasoned compliance professionals, we understand how a trusted regulatory host can reduce operational complexity and accelerate go-to-market timelines. We take on the regulatory burden, so you can focus on your investment strategy. With robust oversight, hands-on support and a deep understanding of the regulator’s expectations, we help you manage risk without compromising agility.

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e-Learning

Our industry-leading CPD-certified e-Learning courses have been created by our award-winning, experienced team of senior consultants who are at the forefront of industry developments. Our courses deliver engaging, top-quality content aligned with regulatory expectations. They are designed to be both informative and practical, providing training that reflects real-world compliance challenges and helps teams remain current, compliant, and confident. Over 7,500 financial services professionals have completed our e-Learning courses.

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Latest Insights

Keep up to date with the latest regulatory news and thought leadership by signing up to our monthly newsletter.

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ComplianceMonthly Regulatory Newsletter – May 2026
11th May 2026

Monthly Regulatory Newsletter – May 2026

Our May 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK and the US. This…
Wayne Merris
SECProposed Form PF Amendments: Potential Reporting Relief for Private Fund Advisers
4th May 2026

Proposed Form PF Amendments: Potential Reporting Relief for Private Fund Advisers

On 20 April 2026, the SEC and CFTC proposed amendments to Form PF aimed at reducing reporting burdens while preserving data for systemic risk oversight. Key elements of the proposal…
Wayne Merris
FCAAuthorisation or Hosting? A Practical Playbook for UK Regulated Market Entry
30th April 2026

Authorisation or Hosting? A Practical Playbook for UK Regulated Market Entry

Written by Theo Welch Senior Consultant Firms seeking to conduct discretionary management or advisory activity for professional clients in the UK typically face a practical choice: operate under a regulatory…
Wayne Merris
SECSEC Releases FY 2025 Enforcement Results: Increased Scrutiny and Accountability
22nd April 2026

SEC Releases FY 2025 Enforcement Results: Increased Scrutiny and Accountability

On April 7, 2026, the SEC released Press Release 2026‑34, outlining its enforcement results for Fiscal Year 2025 and highlighting cases that protect investors and market integrity, including actions addressing fraud,…
Wayne Merris

Latest Insights

Keep up to date with the latest regulatory news and thought leadership by signing up to our monthly newsletter.

ComplianceMonthly Regulatory Newsletter – May 2026
11th May 2026

Monthly Regulatory Newsletter – May 2026

Our May 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK and the US. This…
Wayne Merris
SECProposed Form PF Amendments: Potential Reporting Relief for Private Fund Advisers
4th May 2026

Proposed Form PF Amendments: Potential Reporting Relief for Private Fund Advisers

On 20 April 2026, the SEC and CFTC proposed amendments to Form PF aimed at reducing reporting burdens while preserving data for systemic risk oversight. Key elements of the proposal…
Wayne Merris
FCAAuthorisation or Hosting? A Practical Playbook for UK Regulated Market Entry
30th April 2026

Authorisation or Hosting? A Practical Playbook for UK Regulated Market Entry

Written by Theo Welch Senior Consultant Firms seeking to conduct discretionary management or advisory activity for professional clients in the UK typically face a practical choice: operate under a regulatory…
Wayne Merris
SECSEC Releases FY 2025 Enforcement Results: Increased Scrutiny and Accountability
22nd April 2026

SEC Releases FY 2025 Enforcement Results: Increased Scrutiny and Accountability

On April 7, 2026, the SEC released Press Release 2026‑34, outlining its enforcement results for Fiscal Year 2025 and highlighting cases that protect investors and market integrity, including actions addressing fraud,…
Wayne Merris
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What our clients are saying...

“We’ve been working with RQC Group for many years. We were looking to engage with consultants that understood our business, our culture and regulation and they ticked all the boxes. Over the years we’ve been through AIFMD and MiFID II together and the RQC Group has never disappointed.”

Emerging markets asset manager

“Since 2010 RQC Group has provided us with compliance consultancy services specifically tailored to our operations and regulatory permissions. Covering both FCA and SEC regulatory compliance provides a comprehensive and integrated solution to our business needs.”

European hedge fund manager

“RQC Group is always there for us as a trusted advisor, even when the questions get difficult. As around on the street and you get the same answer – these guys truly punch above their weight.”

US and UK private equity manager

“Proactive, reliable and thorough. RQC Group has proven to be an exceptional and trusted provider of compliance services to steer us through the challenges of today’s ever-changing regulatory landscape.”

European asset manager

“Our relationship with RQC Group dates back to early 2013. They were selected on the basis of experience and expertise in both FCA and SEC compliance and regulatory issues, coupled with entrepreneurial attitude and commercial acumen. The team has a real client-centric mindset and has demonstrated the ability to be agile in meeting tight deadlines for time-critical decisions and documents that support the growth of our business.”

US asset manager

What our clients are saying...

“We’ve been working with RQC Group for many years. We were looking to engage with consultants that understood our business, our culture and regulation and they ticked all the boxes. Over the years we’ve been through AIFMD and MiFID II together and the RQC Group has never disappointed.”

Emerging markets asset manager

“Since 2010 RQC Group has provided us with compliance consultancy services specifically tailored to our operations and regulatory permissions. Covering both FCA and SEC regulatory compliance provides a comprehensive and integrated solution to our business needs.”

European hedge fund manager

“RQC Group is always there for us as a trusted advisor, even when the questions get difficult. Ask around on the street and you get the same answer – these guys truly punch above their weight.”

US and UK private equity manager

“Proactive, reliable and thorough. RQC Group has proven to be an exceptional and trusted provider of compliance services to steer us through the challenges of today’s ever-changing regulatory landscape.”

European asset manager

“Our relationship with RQC Group dates back to early 2013. They were selected on the basis of experience and expertise in both FCA and SEC compliance and regulatory issues, coupled with entrepreneurial attitude and commercial acumen. The team has a real client-centric mindset and has demonstrated the ability to be agile in meeting tight deadlines for time-critical decisions and documents that support the growth of our business.”

US asset manager

RQC logo

London

Ariel House
74A Charlotte Street
London, W1T 4QJ

+44 (0) 207 958 9127
contact-uk@rqcgroup.com

New York

401 Park Avenue S
Suite 1014
New York, NY 10016


contact-us@rqcgroup.com

Award winning regulatory compliance advice

Terms & Conditions

MIFIDPRU 8 Disclosure

This MIFIDPRU 8 Disclosure was last updated 29th September 2025.

For regulatory updates, company news and e-Learning alerts, sign up below:

© Robert Quinn Consulting Limited t/a RQC Group 2026, all rights reserved.


Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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