Our October 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK and the US.
This month we cover the following:
- UK
- Upper Tribunal upholds Crispin Odey ban
- The FCA’s new crypto regime: does your firm need to apply?
- Tokenisation in wholesale markets: FS26/1
- Defence, Security and Resilience Lab: Lessons for firms; the FCA’s new webpage on systemic operational resilience
- FCA maps the scale and risks of the alternative investment fund market: evidence from regulatory reporting
- AML/CTF guidance: Joint Money Laundering Steering Group publishes revisions to part 1
- Penalty notice for Citibank, N.A., London Branch
- US
- SEC Risk Alert highlights annual compliance review expectations for investment advisers
- SEC EXAMS: A more accessible and integrated examination process
- SEC highlights fair value and disclosure considerations for private assets
- UK & Global, EU, US
- Key upcoming dates and deadlines
Click below to view and download our October 2026 Newsletter:
October 2026 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
Our October 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the US and the UK.
This month we cover the following:
- US
- SEC Risk Alert highlights annual compliance review expectations for investment advisers
- SEC EXAMS: A more accessible and integrated examination process
- SEC highlights fair value and disclosure considerations for private assets
-
- UK
- Upper Tribunal upholds Crispin Odey ban
- The FCA’s new crypto regime: does your firm need to apply?
- Tokenisation in wholesale markets: FS26/1
- Defence, Security and Resilience Lab: Lessons for firms; the FCA’s new webpage on systemic operational resilience
- FCA maps the scale and risks of the alternative investment fund market: evidence from regulatory reporting
- AML/CTF guidance: Joint Money Laundering Steering Group publishes revisions to part 1
- Penalty notice for Citibank, N.A., London Branch
- UK & Global, EU, US
- Key upcoming dates and deadlines
- UK
Click below to view and download our October 2026 Newsletter:
October 2026 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
