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The RQC Group is a world class regulatory compliance consulting providing pragmatic and commercial regulatory solutions since 2007.

The RQC Group is a world class regulatory compliance consulting firm providing pragmatic and commercial regulatory solutions since 2007.

Our focus is to help you build your business by providing you with institutional-quality compliance infrastructure and advice that understands the importance of meeting the expectations of the regulator and the institutional investor. This consistent and collaborative approach over the past fifteen years has made us one of the most well-respected compliance consultancies with offices in the UK and the U.S. servicing over 200 clients with AUM in excess of $295 billion.

Our focus is to help you build your business by providing you with institutional-quality compliance infrastructure and advice that understands the importance of meeting the expectations of the regulator and the institutional investor. This consistent and collaborative approach over the past fifteen years has made us one of the most well-respected compliance consulting firms with offices in the U.S. and the UK, servicing over 200 clients with AUM in excess of $295 billion.

In the UK, our regulatory hosting solutions have become the institutional standard, efficiently providing you with access to the UK and peace of mind that you are in the hands of compliance experts.

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Compliance Consulting

Our team of compliance experts can provide you with the support and solutions tailored to your needs, covering all of FCA authorisation, ongoing compliance support, health checks, projects and compliance training, SEC registration, ongoing compliance support, annual reviews and health checks, and CFTC/NFA registration, ongoing compliance support, reviews and projects.

Our team of compliance experts can provide you with the support and solutions tailored to your needs, covering all of SEC registration, ongoing compliance support, annual reviews and health checks, CFTC/NFA registration, ongoing compliance support, reviews and projects, and FCA authorisation, ongoing compliance support, health checks, projects and compliance training.

Regulatory Hosting

As compliance consulting experts, we understand the benefits that a strong partnership with a regulatory hosting provider brings to your firm’s operations. Our experienced team of regulatory experts can pragmatically manage your regulatory risk, leaving you to focus on the markets and attract institutional capital.

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e-Learning

Our industry-leading CPD-certified e-Learning courses have been created by our experienced senior consultants who are at the coalface of developments in the financial services industry, ensuring top quality, current and relevant content, delivered in an engaging and entertaining way.

Latest Insights

Keep up to date with the latest regulatory news and thought leadership. Check out the latest copy of our quarterly newsletter to get an idea of the quality of our work.

CTFC/NFAFCASECComplianceESMA
6th February 2024

Monthly Regulatory Newsletter – January 2024

Our January Monthly Regulatory Newsletter is out, following our decision to change the frequency of our newsletter from quarterly to monthly so that we can provide you with regulatory developments…
ComplianceCTFC/NFASEC
26th February 2024

FinCEN’s new rule on Beneficial Ownership Information reporting

Written by Mark Buckley-Jones Director January 1, 2024 was the effective date of a new rule issued under the Corporate Transparency Act which requires domestic and foreign corporations, limited liability…
Hedge Fund News
12th February 2024

The Alternative Investor – February 2024 Edition

The February edition of The Alternative Investor is out, which looks at impact and crypto as the key themes, and how they are being driven by positive change in their…
SECCompliance
22nd January 2024

Unpacking Form ADV for Investment Advisers – how to avoid the pitfalls

Written by Mark Buckley-Jones Director Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. It serves as a comprehensive…

Latest Insights

Keep up to date with the latest regulatory news and thought leadership. Check out the latest copy of our quarterly newsletter to get an idea of the quality of our work.

CTFC/NFAFCASECComplianceESMA
6th February 2024

Monthly Regulatory Newsletter – January 2024

Our January Monthly Regulatory Newsletter is out, following our decision to change the frequency of our newsletter from quarterly to monthly so that we can provide you with regulatory developments…
ComplianceCTFC/NFASEC
26th February 2024

FinCEN’s new rule on Beneficial Ownership Information reporting

Written by Mark Buckley-Jones Director January 1, 2024 was the effective date of a new rule issued under the Corporate Transparency Act which requires domestic and foreign corporations, limited liability…
Hedge Fund News
12th February 2024

The Alternative Investor – February 2024 Edition

The February edition of The Alternative Investor is out, which looks at impact and crypto as the key themes, and how they are being driven by positive change in their…
SECCompliance
22nd January 2024

Unpacking Form ADV for Investment Advisers – how to avoid the pitfalls

Written by Mark Buckley-Jones Director Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. It serves as a comprehensive…

What our clients are saying...

What our clients are saying...

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Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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