Our January Monthly Regulatory Newsletter is out, following our decision to change the frequency of our newsletter from quarterly to monthly so that we can provide you with regulatory developments effecting the U.S., UK and EU on a timelier basis.
Amongst other interesting news and insights, this month’s newsletter includes:
- Unpacking Form ADV for Investment Advisers – how to avoid the pitfalls
- Reforms to the UK Financial Services – building on the Edinburgh Reforms, Mansion House Reforms, and FSMA 202
- UK amended rules for due diligence on domestic Politically Exposed Persons
- The continuing evolution of The Consumer Duty
- Key dates and deadlines
Click below to view and download our January 2024 Monthly Regulatory Newsletter:
January 2024 Monthly Regulatory Newsletter
Click for further articles on the latest regulatory developments.
