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Our March 2024 Monthly Newsletter is out, covering notable regulatory news and activities that took place last month, including:

  • The FCA sets out supervisory strategy for Asset Management and Alternative sectors
  • The FCA sets out its plan for the year ahead: Business Plan 2024/25
  • HM Treasury consultation: Improving the effectiveness of the Money Laundering Regulations
  • FCA warns Annex 1 firms over anti-money laundering failings
  • Wind-down planning: FCA sets out prime considerations for regulated firms
  • House of Commons Treasury Committee’s “Sexism in the City” report published
  • FCA updates position on cryptoasset Exchange Traded Notes for professional investors
  • FCA publishes dedicated webpage for alternative investment fund manager (“AIFM”) hosting
  • Recent Cum-ex Trading Enforcement Developments
  • EU Round-up
  • SEC adopts amendment regarding investment advisers operating exclusively through the internet
  • SEC changes two investment advisers with making false and misleading statements about their use of AI
  • SEC fines advisory firm $950,000 for failing to make timely beneficial ownership disclosures
  • Key upcoming dates and deadlines

Click below to view and download our March 2024 Newsletter:

March 2024 Monthly Regulatory Newsletter

Click for further articles on the latest regulatory developments.

Our March 2024 Monthly Newsletter is out, covering notable regulatory news and activities that took place last month, including:

  • SEC adopts amendment regarding investment advisers operating exclusively through the internet
  • SEC changes two investment advisers with making false and misleading statements about their use of AI
  • SEC fines advisory firm $950,000 for failing to make timely beneficial ownership disclosures
  • The FCA sets out supervisory strategy for Asset Management and Alternative sectors
  • The FCA sets out its plan for the year ahead: Business Plan 2024/25
  • HM Treasury consultation: Improving the effectiveness of the Money Laundering Regulations
  • FCA warns Annex 1 firms over anti-money laundering failings
  • Wind-down planning: FCA sets out prime considerations for regulated firms
  • House of Commons Treasury Committee’s “Sexism in the City” report published
  • FCA updates position on cryptoasset Exchange Traded Notes for professional investors
  • FCA publishes dedicated webpage for alternative investment fund manager (“AIFM”) hosting
  • Recent Cum-ex Trading Enforcement Developments
  • EU Round-up
  • Key upcoming dates and deadlines

Click below to view and download our March 2024 Newsletter:

March 2024 Monthly Regulatory Newsletter

Click for further articles on the latest regulatory developments.


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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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