The February edition of The Alternative Investor is out, which looks at impact and crypto as the key themes, and how they are being driven by positive change in their respective spaces, with contributions from Lendable, Aristata and 3iQ.
Our Regulatory roundup in this month’s edition includes:
- Unpacking Form ADV for Investment Advisers – how to avoid the pitfalls
- ‘Flying’ and ‘Printing’: FCA publishes Market Watch 76; expresses concerns
- PRA takes action against bank CEO for multiple breaches of the PRA’s Conduct Rules
- The continuing evolution of The Consumer Duty
Click below for the February edition of The Alternative Investor:
Click if you would like to find out more about our Compliance Consulting services.
