The July edition of the Alternative Investor is out today – focusing on Dubai’s growth as a hugely important alternative investment hub and featuring the DIFC, Simmons & Simmons, Walkers Global and AIMA.
Our regulatory roundup this month includes:
- Criminal insider dealing offence updated
- FCA proposes amendments to MIFIDPRU
- Reminder to 13f Filers to keep track of Proxy Votes on Executive Pay
- SEC releases Risk Alert on Marketing Rule
- SEC charges private equity fund adviser for overcharging fees and failing to disclose conflict of interest
- U.S. Federal Court orders Florida man to pay over $1 million for fraudulent solicitation and misappropriation in commodity pool scheme
Click below for the July edition of The Alternative Investor:
Click if you would like to find out more about our Compliance Consulting services.
