We are delighted to present the November edition of The Hedge, in partnership with Brodie Consulting Group – a brief run through of the past month’s news and views from the hedge fund sector, covering noteworthy activity around investments, activism, crypto, marketing, regulation and other relevant topics.
This month’s regulatory round-up includes:
- FCA consults on sustainability disclosure and investment labels
- Financial crime enforcement action
- SEC proposed new oversight requirements for certain services outsourced by Investment Advisers
- CFTC releases annual enforcement results
Click below for the November edition of The Hedge.
Click if you would like to find out more about our Compliance Consulting services.
