We are delighted to present the September edition of The Hedge, in partnership with Brodie Consulting Group – a brief run through of the past month’s news and views from the hedge fund sector, covering noteworthy activity around investments, activism, crypto, marketing, regulation and other relevant topics.
This month’s regulatory round-up includes:
- How the FCA’s consumer protection initiative affects hedge funds
- Consumer Duty regulatory framework
- Amended FCA rules to bolster the financial promotions regime
- FCA sets out main risks of harm for ‘alternatives’
- New FCA rules to improve oversight of ARs
- Latest FCA market abuse fines
- SEC’s MiFID II research payments no-action letter set to expire
- SEC files multiple insider trading actions
- SEC charges former Indiana congressman with insider trading
Click below for the July edition of The Hedge
Click if you would like to find out more about our Compliance Consulting services.
