Our October 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK, the EU and the US.
This month we cover the following:
- UK
- Investment Firms Prudential Regime Prudential Regime (“IFPR”) Newsletter
- Market Abuse round-up:
- Market Watch 83
- Market soundings abused: West brothers sentenced for insider dealing and forced to pay £280,000
- Market manipulation censured: Final Notices issued against three bond traders
- Consumer Duty focus areas
- FCA’s feedback statement on Artificial Intelligence (“AI”) Live Testing and new webpage on its approach to AI
- Authorisation and registration applications: good practice and areas for improvement
- EU
- EU financial regulators highlight geopolitical risks and structural vulnerabilities
- Fourth Annual Report on the extent of voluntary disclosure of principal adverse impacts under the Sustainable Finance Disclosure Regulation
- US
- SEC and CFTC extend Form PF compliance date to Oct 1, 2026
- Statement on the Spring 2025 regulatory agenda released by the SEC’s Office of Information and Regulatory Affairs
- Boosting collaboration between UK and US financial systems to drive innovation and growth in global markets
- SEC’s and CFTC’s joint roundtable on regulatory harmonization
- Key upcoming dates and deadlines
Click below to view and download our October 2025 Newsletter:
October 2025 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
Our October 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the US, the EU and the UK.
- US
- SEC and CFTC extend Form PF compliance date to Oct 1, 2026
- Statement on the Spring 2025 regulatory agenda released by the SEC’s Office of Information and Regulatory Affairs
- Boosting collaboration between UK and US financial systems to drive innovation and growth in global markets
- SEC’s and CFTC’s joint roundtable on regulatory harmonization
- UK
- Investment Firms Prudential Regime Prudential Regime (“IFPR”) Newsletter
- Market Abuse round-up:
- Market Watch 83
- Market soundings abused: West brothers sentenced for insider dealing and forced to pay £280,000
- Market manipulation censured: Final Notices issued against three bond traders
- Consumer Duty focus areas
- FCA’s feedback statement on Artificial Intelligence (“AI”) Live Testing and new webpage on its approach to AI
- Authorisation and registration applications: good practice and areas for improvement
- EU
- EU financial regulators highlight geopolitical risks and structural vulnerabilities
- Fourth Annual Report on the extent of voluntary disclosure of principal adverse impacts under the Sustainable Finance Disclosure Regulation
- Key upcoming dates and deadlines
Click below to view and download our October 2025 Newsletter:
October 2025 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
