Brexit – uncertainties remain for financial services

Brexit – uncertainties remain for financial services

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Compliance

Proportionality re-calibrated: A new Remuneration Code for Investment Firms

In the aftermath of the 2008 financial crisis, a considerable amount of attention was directed at remuneration within the financial services industry. Big bonuses for greedy bankers made good tabloid headlines. Individuals such as Fred Goodwin, the head of RBS, were turned into pantomime villains and the regulators were portrayed as incompetent.

Compliance

Shifting sands but the beach remains intact – FCA Proposes Changes to MiFID Research and Best Execution Requirements

The Second Markets in Financial Instruments Directive (‘MiFID II’) has had an interesting journey. Originating in 2010, it sought to update the European regulatory framework for investment firms, reflecting the 2008 financial crisis and industry developments, including technological advances and commercial trends. The requirements eventually took effect in 2018 – 1 year behind schedule.

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