Our July 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK and the US.
This month we cover the following:
- UK
- Artificial Intelligence round-up:
- Emerging Technology Horizon Scan 2026
- Sound practices for responsible AI adoption: Financial Stability Board publishes consultation report
- AI in financial services: shaping the FCA’s approach through industry engagement
- AI and innovation: Chancellor delivers speech at AI Adoption Summit
- Rethinking regulation for the age of AI
- Money Laundering and Terrorist Financing (Amendment) Regulations 2026
- Quarterly consultation paper no. 52: CP26/17
- Enforcement process round-up:
- Changes to FCA’s penalty and decision-making processes
- Lessons learned on publicising enforcement investigations: House of Lords Financial Services Regulation Committee publishes FCA letter
- FCA decides to fine Carlos Ricardo Fuenmayor £99,600 for disclosure failures
- FCA takes action against Neil Woodford and W4.0 for unauthorised business
- Artificial Intelligence round-up:
- US
- Securities and Exchange Commission Risk Alert highlights adviser conflicts and fee-billing weaknesses
- Supreme Court clarifies SEC disgorgement standard
- Department of Justice conviction puts spotlight back on Andrew Left SEC fraud case
- SEC enforcement spotlight: Western Asset and trade allocation controls
- National Futures Association makes practical changes to Member Questionnaire filing requirements
- National Futures Association amends Interpretive Notice 9002: Registration Requirements: Branch Offices
- FinCEN Proposes Customer Identification Requirements for stablecoin issuers
- UK & Global, EU, US – Key upcoming dates and deadlines
Click below to view and download our July 2026 Newsletter:
July 2026 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
Our July 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took during the last month in the US and the UK.
This month we cover the following:
- US
- Securities and Exchange Commission Risk Alert highlights adviser conflicts and fee-billing weaknesses
- Supreme Court clarifies SEC disgorgement standard
- Department of Justice conviction puts spotlight back on Andrew Left SEC fraud case
- SEC enforcement spotlight: Western Asset and trade allocation controls
- National Futures Association makes practical changes to Member Questionnaire filing requirements
- National Futures Association amends Interpretive Notice 9002: Registration Requirements: Branch Offices
- FinCEN Proposes Customer Identification Requirements for stablecoin issuers
- UK
- Artificial Intelligence round-up:
- Emerging Technology Horizon Scan 2026
- Sound practices for responsible AI adoption: Financial Stability Board publishes consultation report
- AI in financial services: shaping the FCA’s approach through industry engagement
- AI and innovation: Chancellor delivers speech at AI Adoption Summit
- Rethinking regulation for the age of AI
- Money Laundering and Terrorist Financing (Amendment) Regulations 2026
- Quarterly consultation paper no. 52: CP26/17
- Enforcement process round-up:
- Changes to FCA’s penalty and decision-making processes
- Lessons learned on publicising enforcement investigations: House of Lords Financial Services Regulation Committee publishes FCA letter
- FCA decides to fine Carlos Ricardo Fuenmayor £99,600 for disclosure failures
- FCA takes action against Neil Woodford and W4.0 for unauthorised business
- Artificial Intelligence round-up:
- US, UK & Global, EU – Key upcoming dates and deadlines.
Click below to view and download our July 2026 Newsletter:
July 2026 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
