The April edition of The Alternative Investor is out, with alternative fund news from the past month alongside guest features looking at the democratisation of the alternatives industry from Hayes Boone, PwC and Fredriks Partners.
Our Regulatory roundup in this month’s edition includes:
- UK
- The FCA sets out its supervisory strategy for Asset Management and Alternative sectors
- The FCA sets out its plan for the year ahead: Business Plan 2024/25
- HM Treasury consultation; Improving the effectiveness of the Money Laundering Regulations
- House of Commons “Sexism in the City” report published
- FCA updates position on Cryptoasset Exchange Traded Notes for professional investors
- U.S.
- SEC adopts amendment regarding investment advisers operating exclusively through the internet
- SEC charges two investment advisers with making false and misleading statements about their use of AI
- SEC fines advisory firm $950,000 for failing to make timely beneficial ownership disclosures
Click below for the April edition of The Alternative Investor:
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