Our February 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place last month in the UK, the EU and the US.
This month we cover the following:
- UK
- Asset management portfolio letter
- Upper House publishes “Naming and shaming: how not to regulate”
- “Culture is contagious”: a speech from the FCA’s Chief Operating Officer
- New FCA portal launches in Spring 2025
- Delay in Sustainability Disclosure Requirements extension to portfolio managers
- The Gordian knot of growth: Champions optional…
- FCA publishes policy statement on UK’s Commodity Derivatives Regulatory Framework Reform
- Simplified prospectus disclosure requirements for non-equity securities
- New FCA webpage on T+1 settlement
- Guidance on the new “failure to prevent fraud” offence
- FCA confiscates over £500,000 from convicted insider dealer
- Eighth and final FCA enforcement case in relation to cum-ex trading
- EU
- EU Round-up
- ESMA Chair discusses the future of EU capital markets
- ESMA contributes to simplification and burden reduction
- Common supervisory action on compliance and audit functions at fund managers
- Legal Entity Identifiers
- Crypto
- DORA
- EU Round-up
- US
- Corporate Transparency Act update – the drama continues
- Commodity Futures Trading Commission releases enforcement advisory on self-reporting, cooperation and remediation
- Key upcoming dates and deadlines
Click below to view and download our February 2025 Newsletter:
February 2025 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
Our February 2025 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place last month in the US, the UK and the EU.
This month we cover the following:
- US
- Corporate Transparency Act update – the drama continues
- Commodity Futures Trading Commission releases enforcement advisory on self-reporting, cooperation and remediation
- UK
- Asset management portfolio letter
- Upper House publishes “Naming and shaming: how not to regulate”
- “Culture is contagious”: a speech from the FCA’s Chief Operating Officer
- New FCA portal launches in Spring 2025
- Delay in Sustainability Disclosure Requirements extension to portfolio managers
- The Gordian knot of growth: Champions optional…
- FCA publishes policy statement on UK’s Commodity Derivatives Regulatory Framework Reform
- Simplified prospectus disclosure requirements for non-equity securities
- New FCA webpage on T+1 settlement
- Guidance on the new “failure to prevent fraud” offence
- FCA confiscates over £500,000 from convicted insider dealer
- Eighth and final FCA enforcement case in relation to cum-ex trading
- EU
- EU Round-up
- ESMA Chair discusses the future of EU capital markets
- ESMA contributes to simplification and burden reduction
- Common supervisory action on compliance and audit functions at fund managers
- Legal Entity Identifiers
- Crypto
- DORA
- EU Round-up
- Key upcoming dates and deadlines
Click below to view and download our February 2025 Newsletter:
February 2025 Monthly Regulatory Newsletter
Click for further blogs on the latest regulatory developments.
